RF Ougheltree Insurance

Investment Banking

The various public or private company D&O exposure issues cross all business segments and industries regardless of product or service offered, and indeed these issues constantly present board members with the threat of legal action.

Such threats are materially escalated by the very dynamic transactional nature of investment banking services rendered to clients, making professional liability insurance a significant issue to deal with.  

Professional liability insurance covers E&O claims arising from the services performed in connection with any type of investment banking engagement, including raising equity and debt in the capital markets and providing advisory services for mergers and acquisitions (M&A) and other types of financial transactions.

Eligible Accounts:

No restrictions


  • A.M. Best “Excellent” Rated Admitted and Non-Admitted carriers
  • Primary and Excess
  • Limits are offered on either a shared or separate limit for the respective D&O and E&O insuring agreements.  On layered policies for larger accounts limits of $100 million and higher are available depending on insurance market conditions.


Directors & Officers

Professional Liability

Other Coverages:

All or most other coverages that comprise the Hull & Company, Inc. (RFO) practice are appropriate. Contact a staff broker to discuss a particular account.

All insurance product and/or coverage descriptions are informational only. It is neither an offer to sell nor a solicitation to purchase any particular insurance product. Coverage may not be available in all jurisdictions.